On May 3, 2023, the Securities and Exchange Commission (the SEC) adopted, on a 3-2 vote, 1 amendments to Form PF requiring certain current event reporting for Large Hedge Fund Advisers (as defined ...
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SEC, CFTC propose major cuts to Form PF filing scope
The SEC and CFTC jointly proposed raising reporting thresholds and streamlining Form PF, aiming to ease compliance for nearly half of current filers while retaining critical systemic risk data. The ...
The tax firm KPMG LLP formed an alliance with Axiom Software Laboratories Inc. to address new regulatory requirements facing investment advisers, such as Form PF. In January, the Securities and ...
For advisors and firms increasing their use of alternatives, that dynamic may place greater emphasis on internal due ...
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